SMCR Annual Confirmation
If you haven't updated the information in your FCA Directory, you need to do so at least annually. This article tells you what to do.
Review of SMCR Courses Online
Review of training courses and materials for the UK's Senior Managers & Certification Regime
Record-breaking GDPR Fines and Penalties
Which companies have paid the most, what they paid for, and where the penalties were levied
About the SMCR
The Senior Managers & Certification Regime (SMCR) in the UK ensures minimum standards of conduct for the financial industry
Review of SMCR Academy
All you need to know about SMCR Academy, the e-learning solution for SMCR training from Simmons & Simmons
Simmons & Simmons launch
Simmons & Simmons is starting with SMCR Academy, an elearning solution for the FCA's Senior Managers & Certification Regime in the UK
Debt Securities: Continuing Obligations
Continuing Obligations for Debt Securities on the London Stock Exchange, Luxembourg Stock Exchange and Euronext Dublin's GEM
Professional Investors under MIFID
The London Stock Exchange's ISM is for Professional Investors as defined by MIFID, but where is the definition of that term?