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Products in English

FinSA Q&A: Organization - Conflicts of Interest
FinSA Q&A: Organization - Conflicts of Interest
This product consists of 22 Q&As on measures required in the context of conflicts of interest under the FinSA.
UBS Business Solutions AG
October 14, 2021
$1,323.96
FinSA Q&A: FinIA - General
FinSA Q&A: FinIA - General
This product consists of 15 Q&As on the general regulatory requirements FinIA.
UBS Business Solutions AG
October 13, 2021
$741.42
FinSA Q&A: FinIA - License Requirements
FinSA Q&A: FinIA - License Requirements
This product consists of 13 Q&As on the license requirements of the FinIA.
UBS Business Solutions AG
October 12, 2021
$688.46
FinSA Q&A: revCISA - Distribution vs. Offer
FinSA Q&A: revCISA - Distribution vs. Offer
This product consists of 6 Q&As on the difference of the old concept of distribution and the new concept of offer and advertising under the FinSA.
UBS Business Solutions AG
October 07, 2021
$423.67
SMCR Academy (e-learning)
SMCR Academy (e-learning)
SMCR Academy is a library of 11 e-learning modules developed to support training your employees on their role specific responsibilities in relation to SMCR compliance.
Simmons & Simmons
February 02, 2021
$137.60
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