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Products in English

FinSA Q&A: Client Classification - MiFID II_FinSA
FinSA Q&A: Client Classification - MiFID II_FinSA
This product consists of 31 Q&As on the comparison of client classification under the FinSA to the MiFID II standard, including 7 forms and templates.
UBS Business Solutions AG
October 29, 2021
$1,196.86
FinSA Q&A: Client Classification - CISA vs. FinSA
FinSA Q&A: Client Classification - CISA vs. FinSA
This product consists of 9 Q&As comparing client classification under the FinSA to QI classification under the former CISA, including 10 templates.
UBS Business Solutions AG
October 28, 2021
$1,408.69
FinSA Q&A: Client Classification - Opt-in/Opt-out
FinSA Q&A: Client Classification - Opt-in/Opt-out
This product consists of 49 Q&As elaborating on the possibilities to opt-in/ opt-out of a client segment under the FinSA, including 7 templates.
UBS Business Solutions AG
October 24, 2021
$1,991.24
FinSA Q&A: Organization - Conflicts of Interest
FinSA Q&A: Organization - Conflicts of Interest
This product consists of 22 Q&As on measures required in the context of conflicts of interest under the FinSA.
UBS Business Solutions AG
October 14, 2021
$1,323.96
FinSA Q&A: FinIA - General
FinSA Q&A: FinIA - General
This product consists of 15 Q&As on the general regulatory requirements FinIA.
UBS Business Solutions AG
October 13, 2021
$741.42
FinSA Q&A: FinIA - License Requirements
FinSA Q&A: FinIA - License Requirements
This product consists of 13 Q&As on the license requirements of the FinIA.
UBS Business Solutions AG
October 12, 2021
$688.46
FinSA Q&A: revCISA - Distribution vs. Offer
FinSA Q&A: revCISA - Distribution vs. Offer
This product consists of 6 Q&As on the difference of the old concept of distribution and the new concept of offer and advertising under the FinSA.
UBS Business Solutions AG
October 07, 2021
$423.67
SMCR Academy (e-learning)
SMCR Academy (e-learning)
SMCR Academy is a library of 11 e-learning modules developed to support training your employees on their role specific responsibilities in relation to SMCR compliance.
Simmons & Simmons
February 02, 2021
$137.60
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