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Products in English

FinSA Q&A: FinIA - Transitional Periods
FinSA Q&A: FinIA - Transitional Periods
This product consists of 5 Q&As on the transitional periods of the FinIA.
UBS Business Solutions AG
May 16, 2022
$238.31
FinSA Q&A: revCISA - Scope
FinSA Q&A: revCISA - Scope
This product consists of 3 Q&As on the scope of the revised CISA.
UBS Business Solutions AG
May 15, 2022
$211.83
FinSA Q&A: revCISA - Qualified Investor (QI)
FinSA Q&A: revCISA - Qualified Investor (QI)
This product consists of 17 Q&As on the revised CISA in the context of the Qualified Investor (QI) definition.
UBS Business Solutions AG
May 14, 2022
$1,271.00
FinSA Q&A: Code of Conduct Rules CISA vs. FinSA
FinSA Q&A: Code of Conduct Rules CISA vs. FinSA
This product consists of 3 Q&As on the interplay between the code of conduct rules of the CISA and the FinSA.
UBS Business Solutions AG
May 13, 2022
$264.79
FinSA Q&A: revCISA - Foreign CIS
FinSA Q&A: revCISA - Foreign CIS
This product consists of 5 Q&As on the regulations of the revised CISA in the context of foreign collective investment schemes.
UBS Business Solutions AG
May 12, 2022
$370.71
FinSA Q&A: Financial Intermediaries (FIM)
FinSA Q&A: Financial Intermediaries (FIM)
This product consists of 42 Q&As with elaborations on the impact of the FinSA on external asset managers (EAM).
UBS Business Solutions AG
May 12, 2022
$2,330.17
FinSA Q&A: Prudential Supervision
FinSA Q&A: Prudential Supervision
This product consists of 4 Q&As with elaborations on the term “Prudential Supervision” of the FinSA.
UBS Business Solutions AG
May 11, 2022
$317.75
FinSA Q&A: Penal Provisions & Enforcement Measures
FinSA Q&A: Penal Provisions & Enforcement Measures
This product consists of 12 Q&As with elaborations on the penal provisions of the FinSA and the FinIA as well as connected enforcement measures.
UBS Business Solutions AG
May 10, 2022
$529.58
FinSA Q&A: Contract Due Diligence Guidance
FinSA Q&A: Contract Due Diligence Guidance
This product supports financial service providers in defining key areas where the FinSA may impact client-facing contracts and templates.
UBS Business Solutions AG
May 09, 2022
$211.83
FinSA Q&A: Glossary
FinSA Q&A: Glossary
This product consists of a glossary of terms used in other modules of UBS' FinSA Q&A.
UBS Business Solutions AG
May 08, 2022
$105.92
FinSA Q&A
FinSA Q&A
This product consists of 634 Q&As on the duties of conduct under the FinSA, including 15 forms and templates.
UBS Business Solutions AG
November 19, 2021
$40,778.00
FinSA Q&A: Scope
FinSA Q&A: Scope
This product consists of 64 Q&As on the scope of the FinSA.
UBS Business Solutions AG
November 18, 2021
$3,495.26
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